VTD
Financial Services
Read the welcome from our managing partner2010-2011 Web Tax Guide

Financial Services

Financial Leader

The financial markets are faced with more risk and regulatory complexity than ever before. For over 35 years, Vavrinek, Trine, Day & Co., LLP has helped financial institutions successfully navigate this constantly changing landscape. We’ve become a leading provider of professional services to the banking industry because of our knowledgeable, thorough, and responsive team approach that fully leverages the combined experience of our professionals to solve our clients’ operating and accounting challenges. In this risk adverse climate, our dedicated teams with deep industry experience, work together to implement innovative risk reduction solutions, audit and tax strategies, technical assessments and designs, that maintain value while creating new value as market-driven opportunities emerge. Success doesn’t just happen, it’s a matter of knowing how to manage risks, of meticulous attention to compliance issues, and constantly striving to maintain the highest standards of professional integrity in an industry filled with challenges. Every day our clients experience the value we bring to their organizations. We’re confident you will too.    

Financial Experience

VTD’s banking practice is organized to leverage our experienced teams of professionals in every segment of the financial industry—consumer/retail banking, commercial banking, wholesale banking, mortgage banking, securitization, capital markets, insurance, investment management, broker-dealer, and real estate. Our dedicated teams of professionals provide audits, tax services, internal controls assessments, and innovative solutions across a wide range of industry related matters.

Financial Institutions Served  

  • Banks
  • Savings & Loans
  • De Novo Institutions

Audit Leader

Vavrinek, Trine, Day & Co., LLP audit clients, both public and private, range from de novo banks to institutions with billions of dollars in assets. Our dedicated banking group works with some of the premier institutions throughout California, Nevada, and Arizona. As compliance and regulatory issues become more complex, VTD professionals possess the expertise, training and experience to meet our clients' constantly changing needs. VTD is registered with the Public Company Accounting Oversight Board (PCAOB) and are active members of the American Institute of Certified Public Accountants (AICPA). Our banking group fully leverages its talent and years of experience to meet clients’ needs and to provide timely and efficient audit services.

Financial Services

  • Financial and Compliance Audits
  • SEC Compliance and Reporting
  • Evaluation and Internal Control
  • Evaluation of Information Technology
  • Resolution of Compliance Issues
  • Mergers and Acquisitions including Due Diligence
  • Resolution of Accounting Issues
  • Evaluation of Financial Reporting Processes
  • IPOs
  • Sarbanes-Oxley Section 404 Compliance
  • Internal audit services
    • Operations – Support Services FDICIA Audit
    • Branch Audits
    • ACH / NACHA Compliance Audit
    • Loan Operations Operational Audit
    • ALM / IRR Audit
    • Information Technology FDICIA / Operations Audit
    • CRA Compliance Audit
    • BSA Full Scope Compliance Audit
    • Regulation B Compliance Audit
    • Regulation Z Compliance Audit
    • RESPA Compliance Audit
    • Fair Lending / Fair Housing Compliance Audit
    • Flood Protection Compliance Audit

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